Paper · 2019 · PLoS ONE

Smallholders’ coping mechanisms with wheat rust epidemics: Lessons from Ethiopia

Moti Jaleta; Dave Hodson; Bekele Abeyo; et al.

7
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39
citations
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Open access · cc-by

Abstract

Crops are variously susceptible to biotic stresses-something expected to increase under climate change. In the case of staple crops, this potentially undermines household and national food security. We examine recent wheat rust epidemics and smallholders' coping mechanisms in Ethiopia as a case study. Wheat is a major food crop in Ethiopia widely grown by smallholders. In 2010/11 a yellow rust epidemic affected over one-third of the national wheat area. Two waves of nationally representative household level panel data collected for the preceding wheat season (2009/10) and three years after (2013/14) the occurrence of the epidemic allow us to analyze the different coping mechanisms farmers used in response. Apart from using fungicides as ex-post coping mechanism, increasing wheat area under yellow rust resistant varieties, increasing diversity of wheat varieties grown, or a combination of these strategies were the main ex-ante coping mechanisms farmers had taken in reducing the potential effects of rust re-occurrence. Large-scale dis-adoption of highly susceptible varieties and replacement with new, rust resistant varieties was observed subsequent to the 2010/11 epidemic. Multinomial logistic regression models were used to identify the key factors associated with smallholder ex-ante coping strategies. Household characteristics, level of specialization in wheat and access to improved wheat seed were the major factors that explained observed choices. There was 29-41% yield advantage in increasing wheat area to the new, resistant varieties even under normal seasons with minimum rust occurrence in the field. Continuous varietal development in responding to emerging new rust races and supporting the deployment of newly released resistant varieties could help smallholders in dealing with rust challenges and maintaining improved yields in the rust-prone environments of Ethiopia. Given the global importance of both wheat and yellow rust and climate change dynamics study findings have relevance to other regions.

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Claims 7

Observationobservedoriginal resultmeasured

Claim · model-written summary

Fungicide use was an ex-post coping mechanism of smallholders after the wheat rust epidemic.

Outcome
using fungicides as ex-post coping mechanisme1

Not reportedDirection

Organisms pictured · Representative pictures of the matched species, not figures from the paper.

Triticum aestivum
Triticum aestivum · TaxonRasbak · CC BY-SA 3.0 · Wikimedia Commons ↗

Verbatim

t0

“wheat rust epidemics”

✓ located verbatim in the source · title, characters 37–57 · show in text ↑
e1

“Apart from using fungicides as ex-post coping mechanism”

✓ located verbatim in the source · abstract, characters 716–771 · show in text ↑
Observationobservedoriginal resultmeasured

Claim · model-written summary

Increasing wheat area under yellow rust resistant varieties, increasing variety diversity, or a combination were the main ex-ante coping mechanisms.

Interactor
yellow ruste1pathogen
Outcome
main ex-ante coping mechanismse1

Not reportedDirection

Organisms pictured · Representative pictures of the matched species, not figures from the paper.

Triticum aestivum
Triticum aestivum · TaxonRasbak · CC BY-SA 3.0 · Wikimedia Commons ↗

Verbatim

e1

“increasing wheat area under yellow rust resistant varieties, increasing diversity of wheat varieties grown, or a combination of these strategies were the main ex-ante coping mechanisms farmers had taken in reducing the potential effects of rust re-occurrence”

✓ located verbatim in the source · abstract, characters 773–1031 · show in text ↑
Observationobservedoriginal resultmeasured

Claim · model-written summary

Large-scale dis-adoption of highly susceptible wheat varieties and replacement with resistant varieties was observed after the 2010/11 epidemic.

Outcome
dis-adoption of highly susceptible varietiese1

Not reportedDirection

Organisms pictured · Representative pictures of the matched species, not figures from the paper.

Triticum aestivum
Triticum aestivum · TaxonRasbak · CC BY-SA 3.0 · Wikimedia Commons ↗

Verbatim

t0

“wheat rust epidemics”

✓ located verbatim in the source · title, characters 37–57 · show in text ↑
e1

“Large-scale dis-adoption of highly susceptible varieties and replacement with new, rust resistant varieties was observed subsequent to the 2010/11 epidemic”

✓ located verbatim in the source · abstract, characters 1033–1188 · show in text ↑
Associationobservedoriginal resultmeasured

Claim · model-written summary

Household characteristics, specialisation in wheat and access to improved wheat seed explained the observed coping choices.

Treatment
Household characteristicse1
Outcome
observed choicese1

Not reportedDirection

Organisms pictured · Representative pictures of the matched species, not figures from the paper.

Triticum aestivum
Triticum aestivum · TaxonRasbak · CC BY-SA 3.0 · Wikimedia Commons ↗

Verbatim

e1

“Household characteristics, level of specialization in wheat and access to improved wheat seed were the major factors that explained observed choices”

✓ located verbatim in the source · abstract, characters 1322–1470 · show in text ↑
Intervention effectobservedoriginal resultpositivemeasured

Claim · model-written summary

Increasing wheat area under the new resistant varieties gave a 29-41% yield advantage even under normal seasons with minimum rust occurrence.

Treatment
increasing wheat area to the new, resistant varietiese1
Outcome
yield advantagee1
Direction
higherinferrede1
Value
29-41%e1
Qualifier
even under normal seasons with minimum rust occurrence in the fielde1

Not reportedComparator

Organisms pictured · Representative pictures of the matched species, not figures from the paper.

Triticum aestivum
Triticum aestivum · TaxonRasbak · CC BY-SA 3.0 · Wikimedia Commons ↗

Verbatim

e1

“There was 29-41% yield advantage in increasing wheat area to the new, resistant varieties even under normal seasons with minimum rust occurrence in the field”

✓ located verbatim in the source · abstract, characters 1472–1629 · show in text ↑
Recommendationauthor interpretationoriginal resultpositivebasis n/a

Claim · model-written summary

Continuous varietal development and deployment of new resistant varieties could help smallholders maintain improved yields in rust-prone environments.

Interactor
rust racese1pathogen
Outcome
maintaining improved yieldse1
Setting
rust-prone environments of Ethiopiae1

Organisms pictured · Representative pictures of the matched species, not figures from the paper.

Triticum aestivum
Triticum aestivum · TaxonRasbak · CC BY-SA 3.0 · Wikimedia Commons ↗

Verbatim

t0

“wheat rust epidemics”

✓ located verbatim in the source · title, characters 37–57 · show in text ↑
e1

“Continuous varietal development in responding to emerging new rust races and supporting the deployment of newly released resistant varieties could help smallholders in dealing with rust challenges and maintaining improved yields in the rust-prone environments of Ethiopia”

✓ located verbatim in the source · abstract, characters 1631–1902 · show in text ↑
Observationobservedoriginal resultnegativemeasured

Claim · model-written summary

The 2010/11 yellow rust epidemic affected over one-third of the national wheat area.

Interactor
yellow ruste1pathogen
Outcome
national wheat areae1
Value
over one-thirde1

Not reportedDirection

Organisms pictured · Representative pictures of the matched species, not figures from the paper.

Triticum aestivum
Triticum aestivum · TaxonRasbak · CC BY-SA 3.0 · Wikimedia Commons ↗

Verbatim

e1

“In 2010/11 a yellow rust epidemic affected over one-third of the national wheat area”

✓ located verbatim in the source · abstract, characters 372–456 · show in text ↑